Client Asset Key Information

Where you hold a Davy Portfolio, J&E Davy will act as Custodian and Administrator of the investments and money held in your J&E Davy account. You will have a direct relationship with J&E Davy in respect of the custody and administration services, which is governed by the Custody and Administration Terms and Conditions outlined in Appendix 5 of the UK Terms and Conditions of Business.  J&E Davy, trading as Davy, is regulated by the Central Bank of Ireland and subject to the Investment Firms Regulations.

This document is for retail clients and provides key information in relation to how your assets are held and protected including:

• The key features of the Client Asset Requirements of the Investment Firms Regulations 2017;

• An explanation of what constitutes client assets under the Client Asset Requirements;

• The circumstances in which the Client Asset Requirements apply and do not apply;

• An explanation of when Davy will hold client assets itself, and when client assets will be held by a third party; and

• The arrangements applying to the holding of client assets and the relevant risks associated with these arrangements

• Client Asset Key Information Document

List of Counterparties 

• List of Counterparties with whom client assets may be held

Frequently Asked Questions - Client Assets

We have drafted a series of frequently asked questions to provide you with further information on how Davy holds and protects your assets.

• FAQs Client Assets